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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-07 |
| WA | RA | APPROVED | 2025-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Burlingame | CA | 09/2015 | 05/2017 |
| Td Ameritrade | Campbell | CA | 05/2017 | 07/2019 |
| Charles Schwab & Co., Inc. | Campbell | CA | 07/2019 | 07/2020 |
| Charles Schwab Bank | Campbell | CA | 07/2019 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 06/2025 | Present |
| Deutsche Bank | Delhi | 02/2023 | 11/2023 | |
| Emkay Global Financial Services Ltd | Delhi | 07/2022 | 01/2023 | |
| Sanctum Wealth Private Ltd | Delhi | 03/2021 | 03/2022 | |
| Unemployed | Bothell | WA | 11/2023 | 05/2025 |
| Unemployed | Noida Extension | 07/2020 | 02/2021 | |
| Unemployed | Noida Extension | 04/2022 | 06/2022 | |
| Bank Of America, N.A. | Seattle | WA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-19 |
| S65 | Uniform Investment Adviser Law Examination | 2015-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-12 |
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