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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| CO | RA | APPROVED | 2017-10-03 |
Branch Locations
25637 Conifer Rd, Conifer, CO 80433 • United States
8500 W Bowles Ave, Littleton, CO 80123 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Denver | CO | 10/2015 | Present |
| Wells Fargo Advisors, Llc | Denver | CO | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | Present |
EASTON TRAINING CENTER, BRAZILIAN JI JITSU PROGRAM; NOT INV. RELATED; DENVER, CO; TEACHING/MENTOR; COURSE: BRAZILIAN JI JITSU; START 11/1/2017; 6 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MENTORSHIP FOR STUDENTS OF THE PROGRAM (CONVERSATIONS AND/OR 1 ON 1 TRAINING). EASTON TRAINING CENTER-LITTLETON; NOT INV RELATED; LITTLETON, CO; BRAZILIAN JIUJITSU; START DATE 10/01/2022; 6 HOURS PER MONTH; ZERO HOURS DURING TRADING; TEACHING BRAZILIAN JIUJITSU.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-16 |
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