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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-19 |
Branch Locations
953 Swede Gulch Rd, Evergreen, CO 80401 • United States
2 Steele St, Denver, CO 80206 • United States
701 13Th St, Golden, CO 80401-1902 • United States
12000 Washington St, Thornton, CO 80241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Denver | CO | 10/2014 | 07/2023 |
| Bmo Bank Na | Denver | CO | 10/2014 | Present |
| Lpl Financial Llc | Lone Tree | CO | 07/2023 | Present |
1. 05/19/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/19/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Advisor - Start Date 07/19/2023 - 360 Hours Per Month/ 0 Hours During Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-11 |
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