Thomas Edward Coco

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

CO RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

6552 Little Cub Creek Rd, Evergreen, CO 80439 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2002-03-20 → 2008-08-13

Pension Planners Securities, Inc.

Sacramento, CA

Sacramento, CA

Other Businesses

INSURANCE AGENT- LIFE, ANNUITIES; YOUTUBE.COM/TREEHOUSETOMMY - ADVERTISEMENTS RUN BY YOU TUBE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-28

S63 Uniform Securities Agent State Law Examination

1994-03-28

Other Names

Tom Coco

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews