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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-04 |
| TX | RA | APPROVED | 2025-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Evergreen | CO | 06/2013 | 09/2025 |
| Raymond James Financial Services, Inc. | Evergreen | CO | 09/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Evergreen | CO | 09/2025 | Present |
(1) Name of Business: 1522 BP LLC Address: 1522 Bergen Pkwy, Evergreen, CO, 80439-7901, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/09/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage the maintenance and upkeep of our office building. (2) Name of Business: DBA Huiting Wealth Management Group Address: 1522 Bergen Pkwy, Evergreen, CO, 80439-7901, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/21/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manage and conduct all aspects of our business - Branch Principal and FA (3) Name of Business: HWMG, Inc Address: 1522 Bergen Pkwy, Evergreen, CO, 80439-7901, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/21/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manage and conduct all aspects of our business - Branch Principal and FA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-08 |
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