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Michael Obadiah Bennett

LPl Financial LLC

Salt Lake City, UT

Tucson, AZ

Sierra Vista, AZ

CRD 6706176

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-28
AZ RA APPROVED 2023-06-27
UT RA APPROVED 2021-07-22
WI RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2024-02-28
  • AZ RA
    APPROVED
    Since 2023-06-27
  • UT RA
    APPROVED
    Since 2021-07-22
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States

Tucson, AZ • United States

5000 E. Mediterranean Dr Suite B-2, Sierra Vista, AZ 85635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gsc A Pcc Company Ogden UT 06/2014 07/2017
Michael D. Bennett Cottonwood Heights UT 02/2019 07/2021
Parker Hannifin Corporation Ogden UT 03/2019 05/2021
Waddell & Reed, Inc. Salt Lake City UT 11/2016 07/2021
Various Insurance Carriers For W&R Insurance Agencies Clinton UT 09/2017 07/2021
Bd Medical Sandy UT 05/2021 07/2021
Lpl Financial, Llc Salt Lake City UT 07/2021 Present
  • 06/2014 → 07/2017
    Gsc A Pcc Company
    Ogden, UT
  • 02/2019 → 07/2021
    Michael D. Bennett
    Cottonwood Heights, UT
  • 03/2019 → 05/2021
    Parker Hannifin Corporation
    Ogden, UT
  • 11/2016 → 07/2021
    Waddell & Reed, Inc.
    Salt Lake City, UT
  • 09/2017 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Clinton, UT
  • 05/2021 → 07/2021
    Bd Medical
    Sandy, UT
  • 07/2021 → Present
    Salt Lake City, UT
Previous Registrations
  • 2017-06-23 → 2021-07-22
    Waddell & Reed
    Clearfield, UT
    Tucson, AZ
    Scottsdale, AZ
    Las Vegas, NV
    Salt Lake City, UT
    Overland Park, KS
Other Businesses

1. 02/15/2022- Wasatch Front Wealth Advisors- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date - 02/12/2022- 120 Hours Per Month/80 Hours During Securities Trading. 2. 10/17/2023 - Western Front Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/10/2023 - 120 Hours Per Month/ 80 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-22
  • S66 Uniform Combined State Law Examination
    2017-06-22
Other Names
  • Michael Oby Bennett
  • M. Obadiah Bennett
  • Oby Bennett
  • M Obadiah Bennett

View on SEC IAPD

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