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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-16 |
| KS | RA | APPROVED | 2021-08-03 |
| ND | RA | APPROVED | 2017-08-06 |
Branch Locations
455 S West St, Wichita, KS 67213 • United States
7400 W 130Th St Ste 400 [Yh-Rbo], Overland Park, KS 66213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fargo | CA | 09/2016 | 11/2016 |
| Wells Fargo Bank, Na | Fargo | CA | 09/2012 | Present |
| Macy's | Fargo | ND | 03/2015 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Fargo | CA | 11/2016 | Present |
DISTRESSED CHILDREN & INFANTS INTERNATIONAL; INVESTMENT RELATED; CAMBRIDGE,MA; FINANCE COMMITTEE MEMBER; START DATE 11/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; ATTENDING QUARTERLY MEETINGS TO DISCUSS THE MAINTAINING OF THE CHAPTER'S ACCOUNTS, THE BUDGET, THE RESPONSIBILITY TO KEEP THOROUGH RECORDS OF ALL ORGANIZATIONAL EXPENSES AND RECEIPTS, IDENTIFYING ALL SOURCES OF LOCAL FUNDING, PURCHASING NECESSARY MATERIALS, AND HELPING COORDINATE FUNDRAISING EVENTS SUCH AS A FOOD FESTIVAL, A GARAGE SALE, AND PESONAL DONATIONS TO THE ORGANIZATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-19 |
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