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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-10
TX RA APPROVED_RES 2023-01-31
  • CA RA
    APPROVED
    Since 2023-02-10
  • TX RA
    APPROVED_RES
    Since 2023-01-31

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2016 05/2020
Charles Schwab & Co., Inc. El Paso TX 05/2020 11/2020
Robinhood Financial, Llc Tempe AZ 11/2020 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2022 Present
Bank Of America N.A. Chandler AZ 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-06
S63 Uniform Securities Agent State Law Examination 2016-10-20
  • S66 Uniform Combined State Law Examination
    2019-09-06
  • S63 Uniform Securities Agent State Law Examination
    2016-10-20
Other Names
  • Michael Bueno
  • Michael Anthony Bueno

View on SEC IAPD

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