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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-10 |
| TX | RA | APPROVED_RES | 2023-01-31 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2016 | 05/2020 |
| Charles Schwab & Co., Inc. | El Paso | TX | 05/2020 | 11/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 11/2020 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2022 | Present |
| Bank Of America N.A. | Chandler | AZ | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-20 |
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