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Brady James Sutfin

D.A. Davidson & Co.

Omaha, NE

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-09
NE RA APPROVED 2023-01-13
  • TX RA
    APPROVED
    Since 2023-08-09
  • NE RA
    APPROVED
    Since 2023-01-13

Branch Locations

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson Omaha NE 11/2022 Present
Silverstone Group, A Hub International Company Omaha NE 07/2021 11/2022
Lutz Omaha NE 10/2020 07/2021
Kpmg Omaha NE 09/2019 10/2020
D.A. Davidson Omaha NE 08/2018 09/2019
Kpmg Omaha NE 06/2018 08/2018
D.A. Davidson Omaha NE 09/2016 06/2018
University Of Nebraska At Omaha Omaha NE 12/2015 05/2019
  • 11/2022 → Present
    D.A. Davidson
    Omaha, NE
  • 07/2021 → 11/2022
    Silverstone Group, A Hub International Company
    Omaha, NE
  • 10/2020 → 07/2021
    Lutz
    Omaha, NE
  • 09/2019 → 10/2020
    Kpmg
    Omaha, NE
  • 08/2018 → 09/2019
    D.A. Davidson
    Omaha, NE
  • 06/2018 → 08/2018
    Kpmg
    Omaha, NE
  • 09/2016 → 06/2018
    D.A. Davidson
    Omaha, NE
  • 12/2015 → 05/2019
    University Of Nebraska At Omaha
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
  • S66 Uniform Combined State Law Examination
    2022-12-30
Other Names
  • Brady J Sutfin
  • Brady Sutfin

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
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