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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-31 |
Branch Locations
100 Winners Circle Suite 400, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Franklin | TN | 02/2013 | 04/2024 |
| Newedge Wealth | Stamford | CT | 04/2024 | 06/2024 |
| Raymond James Financial Services, Inc. | Brentwood | TN | 07/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Brentwood | TN | 07/2024 | Present |
| Pinnacle Financial Partners | Brentwood | TN | 07/2024 | Present |
(1)Name of Business: Patterson Address: 2819 Curacao Ln, Thompsons Station, TN, 37179, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 06/29/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Collecting final 1 IRS refund check that were held up for quite a while, and then paying creditors. (2)Name of Business: Pinnacle Asset Management Address: 7040 Carothers Pkwy, Franklin, TN, 37067-6304, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Senior Client Service Associate
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-08 |
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