Joshua Enrique Espinoza

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 05/2017
  E*Trade Securities Llc
  Sandy, UT
• 01/2016 → 09/2016
  Wayfair.cOm
  Orem, UT
• 11/2015 → 01/2017
  Amway
  Ada, MI
• 05/2017 → 04/2018
  Edward Jones
  St Louis, MO
• 04/2018 → 10/2019
  E*Trade Securities Llc
  Houston, TX
• 04/2018 → 10/2019
  E*Trade Capital Management Llc
  Houston, TX
• 10/2019 → 01/2021
  E*Trade Securities Llc
  King Of Prussia, PA
• 10/2019 → 01/2021
  E*Trade Capital Management, Llc
  King Of Prussia, PA
• 01/2021 → 09/2023
  E*Trade Securities Llc
  Berwyn, PA
• 01/2021 → 09/2023
  E*Trade Capital Management Llc
  Berwyn, PA
• 01/2023 → 02/2024
  Morgan Stanley
  Berwyn, PA
• 09/2023 → 02/2024
  Morgan Stanley
  West Conshohocken, PA
• 09/2023 → 02/2024
  Morgan Stanley
  West Conshohocken, PA
• 02/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 02/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2023-09-05 → 2024-02-14
  Morgan Stanley
  West Conshohocken, PA
• 2018-05-03 → 2023-09-05
  Harrisdirect Llc
  Houston, TX
  Arlington, VA
  King Of Prussia, PA
  Berwyn, PA
  West Conshohocken, PA
• 2017-08-31 → 2018-04-24
  Edward Jones
  Orem, UT
  St Louis, MO
  Morgan, UT
  Morgan, UT

Other Businesses

*507987 : Celebration Fireworks ; Investment related : No; Slatington ; Pennsylvania ; Firework Show/Display Business ; Contractor(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2022 ; During business hours : 0 ; After business hours : 8 ; Setting up fireworks displays

Exams

• S66 Uniform Combined State Law Examination
  2017-06-10
• S63 Uniform Securities Agent State Law Examination
  2016-11-07