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Vincenzo Fileno Coccoli

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-04
TX RA APPROVED 2024-04-01
  • GA RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 09/2016 10/2019
E*Trade Securities Llc Alpharetta GA 10/2019 02/2021
E*Trade Securities Llc Alpharetta GA 02/2021 Present
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 09/2016 → 10/2019
    E*Trade Securities Llc
    Sandy, UT
  • 10/2019 → 02/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 02/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2023 → Present
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-30
S63 Uniform Securities Agent State Law Examination 2016-11-07
  • S65 Uniform Investment Adviser Law Examination
    2024-03-30
  • S63 Uniform Securities Agent State Law Examination
    2016-11-07

View on SEC IAPD

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BRENDAN HUGH KEELAN
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RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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