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3541 E Kimberly Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Consolidated Trading Llc | Chicago | IL | 06/2016 | 06/2018 |
| Unemployed | Chicago | IL | 06/2018 | 02/2019 |
| Twin State, Inc. | Davenport | IA | 02/2019 | Present |
| Aot Invest Llc | Davenport | IA | 01/2022 | Present |
| Marquette Partners | Chicago | IL | 04/2019 | 04/2019 |
**--Twin State, Inc.; 3541 E. Kimberly Road, Davenport, IA 52807; not an investment businesapproximatelys; fertilizer manufacturing and retailing business; part owner and Director; Start date 02/2019; approximately 20 hours per week, much of which takes place during securities trading hours; on behalf of the company, purchases fertilizer ingredients, and manages cash and liquid securities to ensure that the business has the requisite cash to meet corporate needs, and responsible to invest excess amounts in the capital markets to earn a return on capital.--** **--Johnson Contracting Company, Inc.; 2750 Morton Dr, East Moline, IL 61244; not an investment business; industrial and commercial mechanical contracting and metal fabrication company; Director; Start date 11/2024; 8 hour per quarter, generally not during securities trading hours; compensated for serving in an advisory capacity as a member of the Board of Directors.--** **--Quad Cities Community Foundation; 852 Middle Rd Ste 100, Bettendorf, IA 52722; not an investment business; the Foundation's mission is to mission is to transform the Quad Cities region through the generosity of donors by awarding grants and scholarships to people and organizations residing in the region; Member of the Investment Committee; Start date 05/2025; 3 hours per quarter, generally not during securities trading hours; with fellow Committee members, oversee the management, growth, and safety of the Foundation's financial assets and endowments (unpaid position).--**
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-17 |
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