James Michael Shrader

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-06-11
IA	RA	APPROVED	2019-06-10
TX	RA	APPROVED_RES	2019-06-10

FL RA
APPROVED

Since 2019-06-11
IA RA
APPROVED

Since 2019-06-10
TX RA
APPROVED_RES

Since 2019-06-10

Branch Locations

3626 Bridge Ave, Quad Cities, IA 52807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Company	Davenport	IA	11/1999	Present
Northwestern Mutual Investment Services	Milwaukee	WI	12/2001	Present

11/1999 → Present

Robert W Baird & Company

Davenport, IA
12/2001 → Present

Northwestern Mutual Investment Services

Milwaukee, WI

Other Businesses

Name/Address: Rental Property 4005 Kenmore LLC Chicago IL 60613 Start Date: 11/17/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-07
S63	Uniform Securities Agent State Law Examination	1986-10-08

S66 Uniform Combined State Law Examination

2019-06-07
S63 Uniform Securities Agent State Law Examination

1986-10-08

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Other Businesses

Exams

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