Elizabeth Jo Behrends

Robert W. Baird & Co. Incorporated

Quad Cities, IA

CRD 5081789

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-10-29
TX	RA	APPROVED_RES	2018-06-22
IA	RA	APPROVED	2006-12-11
IL	RA	APPROVED	2006-06-01

FL RA
APPROVED

Since 2018-10-29
TX RA
APPROVED_RES

Since 2018-06-22
IA RA
APPROVED

Since 2006-12-11
IL RA
APPROVED

Since 2006-06-01

Branch Locations

3626 Bridge Ave, Quad Cities, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Co	Davenport	IA	12/2005	Present

12/2005 → Present

Robert W Baird & Co

Davenport, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-31

S66 Uniform Combined State Law Examination

2006-05-31

View on SEC IAPD

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