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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-31 |
Branch Locations
14321 N Northsight Blvd , Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2025 | Present |
| Mutual Of Omaha | Centennial | CO | 06/2024 | 12/2024 |
| Kansas State University | Manhattan | KS | 01/2022 | 05/2024 |
| Douglas County Parks And Recreation | Highlands Ranch | CO | 05/2021 | 08/2021 |
| Castle Pines Golf Club | Castle Rock | CO | 04/2019 | 08/2019 |
| Colorado State University | Fort Collins | CO | 08/2020 | 12/2021 |
| Jersey Mikes Subs | Castle Rock | CO | 09/2017 | 04/2020 |
| Gameday Baseball | Parker | CO | 05/2017 | 08/2017 |
| Self-Employed | Scottsdale | AZ | 05/2024 | Present |
| Mesa Middle School | Castle Rock | CO | 08/2015 | 05/2017 |
| Douglas County High School | Castle Rock | CO | 08/2017 | 06/2020 |
| Douglas County Parks And Recreation | Highlands Ranch | CO | 05/2022 | 08/2022 |
| Douglas County Parks And Recreation | Highlands Ranch | CO | 05/2023 | 08/2023 |
| Castle Pines Golf Club | Castle Rock | CO | 05/2022 | 08/2022 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 02/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE POSITION: N/A START DATE: 06/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 05/2024 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-04 |
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