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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-11
  • CA RA
    APPROVED
    Since 2021-01-11

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

3001 Capitol Ave, Sacramento, CA 95816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 09/2016 11/2016
Wells Fargo Bank, Na Sacramento CA 09/2015 Present
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Sacramento, CA
  • 09/2015 → Present
    Wells Fargo Bank, Na
    Sacramento, CA
  • 11/2016 → Present
    Sacramento, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, SAVUSAVU, FIJI ISLANDS, 100% OWNERSHIP WITH SPOUSE, START 6/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, SHORT TERM RENTAL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
S63 Uniform Securities Agent State Law Examination 2017-04-25
  • S66 Uniform Combined State Law Examination
    2021-01-11
  • S63 Uniform Securities Agent State Law Examination
    2017-04-25

View on SEC IAPD

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