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Benjamin Bryan Diaz

Edward Jones

Swedesboro, NJ

CRD 6703909

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-01-23
  • NJ RA
    APPROVED
    Since 2017-01-23

Branch Locations

1226 Kings Highway, Swedesboro, NJ 08085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2016 Present
Sprint Northfield NJ 02/2008 09/2016
  • 09/2016 → Present
    Edward Jones
    St Louis, MO
  • 02/2008 → 09/2016
    Sprint
    Northfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-19
  • S66 Uniform Combined State Law Examination
    2016-11-19

View on SEC IAPD

Nearby Firms

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LPL FINANCIAL LLC
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Nearby Investors

William Holt McAllister
Sandra Lyn Strudwick
NEAL GRANT PIERCE

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · Woolwich Township, NJ
LPL FINANCIAL LLC · MULLICA HILL, NJ
VICTORY WEALTH PARTNERS · MULLICA HILL, NJ

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