Neal Grant Pierce

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → Present
  Neal G Pierce Cpa
  Woolwich Township, NJ
• 05/1993 → 09/2025
  Avantax Investment Services, Inc.
  Woolwich Township, NJ
• 02/1994 → 09/2025
  Avantax Advisory Services
  Woolwich Township, NJ
• 07/2011 → 08/2022
  Cumberland Insurance Group
  Woolwich Township, NJ
• 12/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Woolwich Township, NJ
• 07/2011 → Present
  Cumberland Insurance Group
  Bridgeton, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Woolwich Township, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-07-02 → 2025-09-05
  Avantax Advisory Services
  Bridgeton, NJ

Other Businesses

1) Neal G. Pierce, CPA~'NIR'~165 Patricia Drive~Woolwich Township~NJ~08085~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1988~15hrs~1hrs~Tax preparation 2) Pierce Financial Services, LLC.~'NIR'~1015 N. Pearl St.~Bridgeton~NJ~08302~Other~Other~11/18/2011~48hrs~40hrs~Operational and/or Marketing Name for Avantx Services 3) NEAL G. AND BONNIE S. PIERCE; POSITION: Joint Owner NATURE: Residential Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2020; ADDRESS: 165 Patricia Drive, Woolwich Township NJ 08085, US; Maintain and clean property. Pay mortgage and bills. Work with real estate agent to rent property on a weekly basis. 4) CUMBERLAND INSURANCE GROUP; POSITION: Chief Financial Officer NATURE: Cumberland Mutual is a property and casualty insurance carrier (non-public mutual Ins. Co.) Writing insurance through independent agents for primarily homeowner, auto, combination dwelling, workers compensation and business owners. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/18/2011; ADDRESS: 633 Shiloh Pike, PO Box 556, Bridgeton NJ 08302, US; Manage Billing Dept, Collections, HR Dept. Ground Maintenance, Internal/independent Audit Coordinator and accounting dept.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-04

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Neal Grant Pierce