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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-11
  • TX RA
    APPROVED_RES
    Since 2026-08-11

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Peabody MA 04/1991 03/2017
Massachusetts Mutual Life Insurance Company Wakefield MA 07/2016 Present
Mml Investors Services, Llc Wakefield MA 03/2017 Present
  • 04/1991 → 03/2017
    Metlife Securities Inc.
    Peabody, MA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Wakefield, MA
  • 03/2017 → Present
    Wakefield, MA
Other Businesses

INACTIVE MASSACHUSETTS RESIDENTIAL AND COMMERCIAL REAL ESTATE BROKERS LICENSE START 6/1973 0 TRADING AND 0 NON TRADING HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-23
  • S63 Uniform Securities Agent State Law Examination
    1992-01-23
Other Names
  • Bob Gurman

View on SEC IAPD

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