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3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-10 |
Branch Locations
3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States
Lajolla, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Investments | Philadelphia | PA | 01/2012 | 10/2024 |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 04/2020 | 10/2024 |
| Advisors Asset Management, Inc | Monument | CO | 12/2024 | 01/2026 |
| Amplify Investments Llc | La Jolla | CA | 02/2026 | Present |
| Foreside Fund Services, Llc | La Jolla | CA | 03/2026 | Present |
Amplify Investments LLC; Investment Related; La Jolla, CA; investments; Senior ETF Specialist , Vice President ; 02/2026; 160 Hrs/Month; wholesaler marketing to financial advisors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-22 |
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