Richard Wayne Slavik

Employer firm

Nfsg Corporation CRD 130814

$1.08B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 09/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 07/2020 → 12/2020
  Securities America, Inc.
  Miami, FL
• 01/2021 → 06/2023
  Kovack Securities, Llc
  Fort Lauderdale, FL
• 01/2021 → 06/2023
  Kovack Advisors, Llc
  Fort Lauderdale, FL
• 11/2023 → 06/2024
  Newbridge Financial Services Group
  Boca Raton, FL
• 11/2023 → 06/2024
  Newbridge Securities Corporation
  Boca Raton, FL
• 07/2023 → 10/2023
  Consulting
  Plantation, FL
• 07/2024 → 12/2025
  Newbridge Securities Corporation
  Boca Raton, FL
• 07/2024 → 12/2025
  Newbridge Financial Services Group
  Boca Raton, FL
• 06/2026 → Present
  Newbridge Securities Corporation
  Boca Raton, FL
• 06/2026 → Present
  Nfsg Corporation
  Boca Raton, FL
• 12/2025 → Present
  Rickwayne Compliance Advisors Llc
  Plantation, FL

Previous Registrations

• 2023-11-28 → 2026-01-06
  Nfsg Corporation
  Boca Raton, FL
• 2021-01-28 → 2023-06-14
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
  Ft. Lauderdale, FL

Other Businesses

1) FIXED INSURANCE SALES - PLANTATION, FL 33324; INSURANCE AGENT; SALES OF FIXED INSURANCE PRODUCTS; FIXED INSURANCE SALES CONSISTING OF TRADITIONAL LIFE, TERM, AND HEALTH INSURANCE; INVESTMENT RELATED BUSINESS; LESS THAN 1% OF TIME SPENT 2) RICKWAYNE COMPLIANCE ADVISORS LLC - FOUNDER AND PRESIDENT - 03/31/2026 (06/30/2026 AFFILIATION DATE WITH NEWBRIDGE) - ONGOING - COMPLIANCE CONSULTING SERVICES TO BROKER DEALERS, RIA, REGISTERED REPRESENTATIVES, INVESTMENT ADVISORS AND OTHER CONSULTING FIRMS. 1099 (INDEPENDANT CONTRACTOR) FEES

Exams

• S66 Uniform Combined State Law Examination
  2020-12-22
• S63 Uniform Securities Agent State Law Examination
  2008-02-06
• S65 Uniform Investment Adviser Law Examination
  1998-04-24

Other Names

• Rick Slavik