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Fred D Hancock

Wells Fargo Clearing Services, LLC

St. Louis, MO

Milwaukee, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-27
WI RA APPROVED 2026-07-27
  • IL RA
    APPROVED
    Since 2026-07-27
  • WI RA
    APPROVED
    Since 2026-07-27

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

111 E Kilbourn Ave Ste 2400, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wintrust Wealth Management Chicago IL 02/2017 04/2018
Unemployed Wilmette IL 01/2016 02/2017
Abrdn Philadelphia PA 04/2018 12/2020
Foreside Fund Services, Llc Wheaton IL 03/2022 04/2024
Amplify Investments Llc Wheaton IL 06/2021 11/2023
Edward Jones St Louis MO 04/2024 06/2024
Unemployed Wilmette IL 11/2023 04/2024
Unemployed Wilmette IL 01/2021 06/2021
Great Lakes Advisors Chicago IL 02/2017 04/2018
Rbc Capital Markets, Llc Chicago IL 06/2024 10/2025
Wells Fargo Clearing Services Birmingham MI 04/2026 Present
Unemployed Wilmette IL 10/2025 04/2026
  • 02/2017 → 04/2018
    Wintrust Wealth Management
    Chicago, IL
  • 01/2016 → 02/2017
    Unemployed
    Wilmette, IL
  • 04/2018 → 12/2020
    Abrdn
    Philadelphia, PA
  • 03/2022 → 04/2024
    Foreside Fund Services, Llc
    Wheaton, IL
  • 06/2021 → 11/2023
    Amplify Investments Llc
    Wheaton, IL
  • 04/2024 → 06/2024
    Edward Jones
    St Louis, MO
  • 11/2023 → 04/2024
    Unemployed
    Wilmette, IL
  • 01/2021 → 06/2021
    Unemployed
    Wilmette, IL
  • 02/2017 → 04/2018
    Great Lakes Advisors
    Chicago, IL
  • 06/2024 → 10/2025
    Rbc Capital Markets, Llc
    Chicago, IL
  • 04/2026 → Present
    Wells Fargo Clearing Services
    Birmingham, MI
  • 10/2025 → 04/2026
    Unemployed
    Wilmette, IL
Previous Registrations
  • 2017-02-17 → 2018-04-20
    Wintrust Investments Llc
    Chicago, IL
  • 2011-07-18 → 2015-04-22
    Windhaven Investment Management, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-27
S63 Uniform Securities Agent State Law Examination 2015-10-16
  • S65 Uniform Investment Adviser Law Examination
    2026-07-27
  • S63 Uniform Securities Agent State Law Examination
    2015-10-16
Other Names
  • Fred Downing Hancock
  • Troy Hancock
  • Trey Hancock
  • Fred Downing Hancock
  • Fred Downing Hancock
  • Fred Downing Hancock
  • Fred Downing Hancock
  • Fred Downing Hancock
  • Fred Hancock
  • Fred D Hancock
  • Fred D Hancock

View on SEC IAPD

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Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
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EDWARD JONES · Kirkwood, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO
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