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James M Zich

Morgan Stanley

Winston-Salem, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-17
  • NC RA
    APPROVED
    Since 2026-07-17

Branch Locations

100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Commonwealth University Richmond VA 08/2014 12/2017
Mule Barn Craft Studios Richmond VA 05/2015 04/2018
The Water Garden Center Richmond VA 04/2018 01/2019
Guilford County Schools Greensboro NC 03/2019 06/2024
Morgan Stanly Smith Barney Winston Salem NC 09/2024 Present
  • 08/2014 → 12/2017
    Virginia Commonwealth University
    Richmond, VA
  • 05/2015 → 04/2018
    Mule Barn Craft Studios
    Richmond, VA
  • 04/2018 → 01/2019
    The Water Garden Center
    Richmond, VA
  • 03/2019 → 06/2024
    Guilford County Schools
    Greensboro, NC
  • 09/2024 → Present
    Morgan Stanly Smith Barney
    Winston Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-17
  • S66 Uniform Combined State Law Examination
    2026-07-17
Other Names
  • Jimmy Zich

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

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KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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