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Steven Charles Hughes

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7973191

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-24
TX RA APPROVED 2026-07-22
  • AZ RA
    APPROVED
    Since 2026-07-24
  • TX RA
    APPROVED
    Since 2026-07-22

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sidoti & Company, Llc San Mateo CA 08/2024 02/2026
Unemployed Alexandria VA 01/2024 07/2024
Washington Commanders Football Team Landover MD 01/2022 12/2023
Sacramento River Cats Baseball West Sacramento CA 07/2021 12/2021
Tucson Sugar Skulls Football Tucson AZ 03/2021 06/2021
Unemployed Tucson AZ 06/2020 02/2021
Arizona State University Tempe AZ 08/2017 05/2020
Vanguard Marketing Corporation Scottsdale AZ 06/2026 Present
The Vanguard Group, Inc. Scottsdale AZ 06/2026 Present
The Melting Pot San Mateo CA 04/2016 08/2017
Keg Steakhouse Tempe AZ 05/2019 01/2020
Canada College Redwood City CA 08/2016 05/2017
Unemployed San Mateo CA 02/2026 06/2026
Vanguard Advisers, Inc. Scottsdale AZ 07/2026 Present
  • 08/2024 → 02/2026
    Sidoti & Company, Llc
    San Mateo, CA
  • 01/2024 → 07/2024
    Unemployed
    Alexandria, VA
  • 01/2022 → 12/2023
    Washington Commanders Football Team
    Landover, MD
  • 07/2021 → 12/2021
    Sacramento River Cats Baseball
    West Sacramento, CA
  • 03/2021 → 06/2021
    Tucson Sugar Skulls Football
    Tucson, AZ
  • 06/2020 → 02/2021
    Unemployed
    Tucson, AZ
  • 08/2017 → 05/2020
    Arizona State University
    Tempe, AZ
  • 06/2026 → Present
    Vanguard Marketing Corporation
    Scottsdale , AZ
  • 06/2026 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2016 → 08/2017
    The Melting Pot
    San Mateo, CA
  • 05/2019 → 01/2020
    Keg Steakhouse
    Tempe, AZ
  • 08/2016 → 05/2017
    Canada College
    Redwood City, CA
  • 02/2026 → 06/2026
    Unemployed
    San Mateo, CA
  • 07/2026 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-20
S63 Uniform Securities Agent State Law Examination 2025-01-24
  • S66 Uniform Combined State Law Examination
    2026-07-20
  • S63 Uniform Securities Agent State Law Examination
    2025-01-24
Other Names
  • Steven Hughes
  • Steven C Hughes

View on SEC IAPD

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