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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-24 |
| TX | RA | APPROVED | 2026-07-22 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sidoti & Company, Llc | San Mateo | CA | 08/2024 | 02/2026 |
| Unemployed | Alexandria | VA | 01/2024 | 07/2024 |
| Washington Commanders Football Team | Landover | MD | 01/2022 | 12/2023 |
| Sacramento River Cats Baseball | West Sacramento | CA | 07/2021 | 12/2021 |
| Tucson Sugar Skulls Football | Tucson | AZ | 03/2021 | 06/2021 |
| Unemployed | Tucson | AZ | 06/2020 | 02/2021 |
| Arizona State University | Tempe | AZ | 08/2017 | 05/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2026 | Present |
| The Melting Pot | San Mateo | CA | 04/2016 | 08/2017 |
| Keg Steakhouse | Tempe | AZ | 05/2019 | 01/2020 |
| Canada College | Redwood City | CA | 08/2016 | 05/2017 |
| Unemployed | San Mateo | CA | 02/2026 | 06/2026 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2025-01-24 |
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