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Current Employers
Diccianni Financial Group, Inc.

333 West Germantown Pike, East Norriton, PA 19403 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-07-09
  • PA RA
    APPROVED
    Since 2009-07-09

Branch Locations

333 West Germantown Pike, East Norriton, PA 19403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., L.L.C. Cazenovia NY 01/2001 Present
Diccianni Financial Group, Inc. E Norriton PA 06/2012 Present
Previous Registrations
  • 2001-05-14 → 2011-04-27
    Onesource Retirement Advisors, Inc.
    Malvern, PA
Other Businesses

2012: Diccianni Financial Group Inc; 100% owner; RIA, INSURANCE SALES, LTC, DI, FIXED; 2013: MCEPC MONTGOMERY COUNTY FOUNDATION INC.- VICE CHAIR; NO OWNERSHIP; 2021- REVIEW OUTSIDE HELD INVESTMENTS; 1-2 HRS PER MONTH DURING NON MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-12
S63 Uniform Securities Agent State Law Examination 1998-12-30
  • S65 Uniform Investment Adviser Law Examination
    2000-09-12
  • S63 Uniform Securities Agent State Law Examination
    1998-12-30
Designations

View on SEC IAPD

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