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2100 Swede Rd, East Norriton, PA 19401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-02-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundation Capital Management, Inc. | Norristown | PA | 04/1993 | Present |
| Securities Service Network, Inc. | Norristown | PA | 12/2006 | 09/2020 |
| Securities America, Inc. | Norristown | PA | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Norristown | PA | 06/2024 | Present |
1. FOUNDATION CAPITAL MANAGEMENT, LLC POSITION: partner NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 01/01/2007 ADDRESS: 2100 swede rd, norristown PA 19401 DESCRIPTION: financial planning for fees and asset management for a % 2. FOUNDATION CAPITAL MANAGEMENT, LLC POSITION: independent contractor NATURE: fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2007 ADDRESS: 2100 swede rd, norristown PA 19401 DESCRIPTION: sales of fixed insurance and annuities 3. DBA - Foundation Capital Management, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-19 |
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