Michael Francis Natale

Employer firm

Foundation Capital Management, LLC CRD 142659

$244M regulatory AUM 559 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1993 → Present
  Foundation Capital Management, Inc.
  Norristown, PA
• 12/2006 → 09/2020
  Securities Service Network, Inc.
  Norristown, PA
• 09/2020 → 06/2024
  Securities America, Inc.
  Norristown, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Norristown, PA

Previous Registrations

• 1999-11-02 → 2007-01-11
  Securities America Advisors, Inc.
  Norristown, PA

Other Businesses

1. FOUNDATION CAPITAL MANAGEMENT, LLC POSITION: partner NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 01/01/2007 ADDRESS: 2100 swede rd, norristown PA 19401 DESCRIPTION: financial planning for fees and asset management for a % 2. FOUNDATION CAPITAL MANAGEMENT, LLC POSITION: independent contractor NATURE: fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2007 ADDRESS: 2100 swede rd, norristown PA 19401 DESCRIPTION: sales of fixed insurance and annuities 3. DBA - Foundation Capital Management, LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-08-06
• S63 Uniform Securities Agent State Law Examination
  1985-02-19

Designations

• Chartered Financial Consultant