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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
Branch Locations
2201 High Wickham Place, Louisville, KY 40245 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Louisville | KY | 05/2018 | 02/2020 |
| New York Life Insurance Company | Louisville | KY | 09/2016 | 02/2020 |
| University Of Louisville | Louisville | KY | 08/2012 | 12/2016 |
| Argi Investment Services | Louisville | KY | 03/2020 | 04/2023 |
| Cerity Partners | Louisville | KY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-21 |
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