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Daniel Nicholls Franco

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

Jacksonville, FL

Bradenton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-03
TX RA APPROVED 2018-01-05
VA RA APPROVED 2016-12-27
  • FL RA
    APPROVED
    Since 2018-12-03
  • TX RA
    APPROVED
    Since 2018-01-05
  • VA RA
    APPROVED
    Since 2016-12-27

Branch Locations

100 N Westshore Blvd, Tampa, FL 33609 • United States

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 09/2016 Present
Capital One Bank Mclean VA 08/2014 09/2016
Bank Of America, N.A. Vienna VA 03/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-23
  • S66 Uniform Combined State Law Examination
    2016-12-23
Other Names
  • Daniel Nicholls Franco
  • Daniel Nicholls

View on SEC IAPD

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