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Inactive

Tha Trinh

Savant Wealth Management

Rockford, IL

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Current Employers
Savant Wealth Management

190 Buckley Drive, Rockford, IL 61107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-04
  • IL RA
    APPROVED
    Since 2024-06-04

Branch Locations

190 Buckley Drive, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Schaumburg IL 08/2016 12/2019
Nylife Securities Llc Schaumburg IL 08/2017 12/2019
Wells Fargo Clearing Services, Llc Evanston IL 01/2020 10/2020
Wells Fargo Bank, Na Glenview IL 12/2019 01/2020
Wells Fargo Clearing Services, Llc Glenview IL 01/2022 06/2023
Unemployed Schaumburg IL 10/2020 01/2022
Savant Wealth Management Rockford IL 05/2024 Present
Unemployed Schaumburg IL 06/2023 05/2024
  • 08/2016 → 12/2019
    New York Life Insurance Company
    Schaumburg, IL
  • 08/2017 → 12/2019
    Nylife Securities Llc
    Schaumburg, IL
  • 01/2020 → 10/2020
    Wells Fargo Clearing Services, Llc
    Evanston, IL
  • 12/2019 → 01/2020
    Wells Fargo Bank, Na
    Glenview, IL
  • 01/2022 → 06/2023
    Wells Fargo Clearing Services, Llc
    Glenview, IL
  • 10/2020 → 01/2022
    Unemployed
    Schaumburg, IL
  • 05/2024 → Present
    Savant Wealth Management
    Rockford, IL
  • 06/2023 → 05/2024
    Unemployed
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 2018-04-24
  • S66 Uniform Combined State Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    2018-04-24
Other Names
  • Tha Trinh
  • Tha Van Trinh

View on SEC IAPD

Other Firms

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STACKSTONE WEALTH, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
LPL FINANCIAL LLC

Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL

More in Rockford, IL

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