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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Eureka | CA | 07/2023 | 09/2025 |
| J.P. Morgan Securities Llc | Arcata | CA | 02/2024 | 09/2025 |
| Umpqua Bank | Arcata | CA | 10/2022 | 07/2023 |
| Wildseed Llc | Arcata | CA | 10/2021 | 10/2022 |
| Hcm Inc | Redcrest | CA | 05/2018 | 03/2020 |
| Sunfed | Redcrest | CA | 10/2017 | 04/2018 |
| Unemployed | Westhaven | CA | 04/2020 | 09/2021 |
| Unemployed | Shelter Cove | CA | 02/2014 | 09/2017 |
| Morgan Stanley | Eureka, | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-29 |
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