Katie M Conley

CRD 7872669

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-07
CA	RA	APPROVED	2025-01-31

TX RA
APPROVED

Since 2025-02-07
CA RA
APPROVED

Since 2025-01-31

Branch Locations

2421 Buhne Street, Eureka, CA 95501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Eureka	CA	03/2024	Present
Chase Bank	Arcata	CA	06/2022	02/2024
Costco	Eureka	CA	08/2021	06/2022
Recreational Equipment Inc.	Sacramento	CA	04/2017	07/2021
Student	Rocklin	CA	11/2015	04/2017

03/2024 → Present

Morgan Stanley

Eureka, CA
06/2022 → 02/2024

Chase Bank

Arcata, CA
08/2021 → 06/2022

Costco

Eureka, CA
04/2017 → 07/2021

Recreational Equipment Inc.

Sacramento, CA
11/2015 → 04/2017

Student

Rocklin, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-31

S66 Uniform Combined State Law Examination

2025-01-31

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

STONEX ADVISORS INC.

Nearby Investors

Spencer James Pena

DAVID EARL TURNER

Nearby Offices

EDWARD JONES · EUREKA, CA

STATE FARM INVESTMENT MANAGEMENT CORP. · Eureka, CA

EDWARD JONES · EUREKA, CA

More in Eureka, CA

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