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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-20 |
| TX | RA | APPROVED | 2026-08-10 |
Branch Locations
3109 W Dr Martin Luther King Jr Blvd Ste 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zes Diner | Eagan | MN | 10/2021 | 05/2023 |
| Cov | Wayzata | MN | 05/2023 | 11/2023 |
| Red Rabbit | St Paul | MN | 11/2023 | 06/2024 |
| Student | Woodbury | MN | 01/2007 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | 03/2026 |
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 11/2024 | 03/2026 |
| Fisher Investments | Tampa | FL | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2025-01-29 |
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