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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-22
  • CA RA
    APPROVED
    Since 2023-11-22

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Phoenix AZ 08/2016 06/2020
Jpmorgan Chase Bank Phoenix AZ 08/2016 06/2020
Morgan Stanley Gilbert AZ 06/2020 02/2021
Robinhood Financial, Llc Tempe AZ 03/2021 06/2022
Pacific Select Distributors, Llc Newport Beach CA 06/2022 06/2022
Pacific Life Insurance Newport Beach CA 06/2022 06/2022
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
  • 08/2016 → 06/2020
    Jp Morgan Securities Llc
    Phoenix, AZ
  • 08/2016 → 06/2020
    Jpmorgan Chase Bank
    Phoenix, AZ
  • 06/2020 → 02/2021
    Morgan Stanley
    Gilbert, AZ
  • 03/2021 → 06/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 06/2022
    Pacific Select Distributors, Llc
    Newport Beach, CA
  • 06/2022 → 06/2022
    Pacific Life Insurance
    Newport Beach, CA
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-26
S63 Uniform Securities Agent State Law Examination 2016-10-14
  • S66 Uniform Combined State Law Examination
    2023-09-26
  • S63 Uniform Securities Agent State Law Examination
    2016-10-14
Other Names
  • Jacob Scott Conway
  • Jacob Conway
  • Jacob S Conway

View on SEC IAPD

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