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Santiago Urrutia Ruiz

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-24
  • FL RA
    APPROVED
    Since 2026-07-24

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Boston MA 09/2023 07/2026
Bentley University Waltham MA 08/2019 06/2023
American School Of Guatemala Guatemala 01/2013 06/2018
Img Academy Bradenton FL 08/2018 06/2019
Pretium New York NY 06/2022 05/2023
Rbc Global Asset Management(Us) Inc. Boston MA 09/2023 07/2026
Ubs Financial Services, Inc Coral Gables FL 07/2026 Present
  • 09/2023 → 07/2026
    Rbc Capital Markets, Llc
    Boston, MA
  • 08/2019 → 06/2023
    Bentley University
    Waltham, MA
  • 01/2013 → 06/2018
    American School Of Guatemala
    Guatemala
  • 08/2018 → 06/2019
    Img Academy
    Bradenton, FL
  • 06/2022 → 05/2023
    Pretium
    New York, NY
  • 09/2023 → 07/2026
    Rbc Global Asset Management(Us) Inc.
    Boston, MA
  • 07/2026 → Present
    Ubs Financial Services, Inc
    Coral Gables, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-19
S63 Uniform Securities Agent State Law Examination 2025-03-31
  • S65 Uniform Investment Adviser Law Examination
    2026-03-19
  • S63 Uniform Securities Agent State Law Examination
    2025-03-31
Other Names
  • Santiago Urrutia Ruiz

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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