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Samuel Carney Mitchell

Charles Schwab & Co., Inc.

Scottsdale, AZ

CRD 7796866

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-13
  • AZ RA
    APPROVED
    Since 2026-08-13

Branch Locations

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Starbucks Scottsdale AZ 12/2020 10/2023
Starbucks Scottsdale AZ 03/2019 12/2020
Pita Cafe Llc. Scottsdale AZ 03/2015 03/2019
Charles Schwab & Co., Inc. Chandler AZ 11/2023 Present
Charles Schwab Bank, Ssb Chandler AZ 01/2026 Present
  • 12/2020 → 10/2023
    Starbucks
    Scottsdale, AZ
  • 03/2019 → 12/2020
    Starbucks
    Scottsdale, AZ
  • 03/2015 → 03/2019
    Pita Cafe Llc.
    Scottsdale, AZ
  • 11/2023 → Present
    Charles Schwab & Co., Inc.
    Chandler, AZ
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-06
S63 Uniform Securities Agent State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2026-08-06
  • S63 Uniform Securities Agent State Law Examination
    2024-03-08
Other Names
  • Sam Mitchell

View on SEC IAPD

Nearby Firms

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MERCER GLOBAL ADVISORS INC.
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Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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