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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Denver | CO | 11/2011 | 09/2022 |
| U.S. Bancorp Investments, Inc. | Denver | CO | 09/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 09/2022 | Present |
I*1392252 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Denver, Colorado, 80211, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/1/2023 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-09 |
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