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Charles Shocklee

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-10
  • MO RA
    APPROVED
    Since 2026-07-10

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Missouri - Columbia Columbia MO 08/2023 05/2024
Renaissance Financial St. Louis MO 05/2023 08/2023
University Of Missouri - Columbia Columbia MO 08/2022 05/2023
The Midwestern St Louis MO 06/2022 Present
Roofer's Mart St. Louis MO 05/2022 08/2022
University Of Missouri - Columbia Columbia MO 08/2021 05/2022
Greenbriar Hills Country Club St. Louis MO 05/2021 08/2021
University Of Missouri - Columbia St. Louis MO 08/2020 05/2021
Roofer's Mart St. Louis MO 05/2020 08/2020
St. Louis University High School St. Louis MO 08/2019 05/2020
Pastaria St. Louis MO 05/2019 08/2019
St. Louis University High School St. Louis MO 08/2018 05/2019
Pastaria St. Louis MO 05/2018 08/2018
St. Louis University High School St. Louis MO 08/2017 05/2018
Unemployed St. Louis MO 05/2017 08/2017
St. Louis University High School St. Louis MO 08/2016 05/2017
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
Wells Fargo Clearing Services St Louis MO 07/2026 Present
  • 08/2023 → 05/2024
    University Of Missouri - Columbia
    Columbia, MO
  • 05/2023 → 08/2023
    Renaissance Financial
    St. Louis, MO
  • 08/2022 → 05/2023
    University Of Missouri - Columbia
    Columbia, MO
  • 06/2022 → Present
    The Midwestern
    St Louis, MO
  • 05/2022 → 08/2022
    Roofer's Mart
    St. Louis, MO
  • 08/2021 → 05/2022
    University Of Missouri - Columbia
    Columbia, MO
  • 05/2021 → 08/2021
    Greenbriar Hills Country Club
    St. Louis, MO
  • 08/2020 → 05/2021
    University Of Missouri - Columbia
    St. Louis, MO
  • 05/2020 → 08/2020
    Roofer's Mart
    St. Louis, MO
  • 08/2019 → 05/2020
    St. Louis University High School
    St. Louis, MO
  • 05/2019 → 08/2019
    Pastaria
    St. Louis, MO
  • 08/2018 → 05/2019
    St. Louis University High School
    St. Louis, MO
  • 05/2018 → 08/2018
    Pastaria
    St. Louis, MO
  • 08/2017 → 05/2018
    St. Louis University High School
    St. Louis, MO
  • 05/2017 → 08/2017
    Unemployed
    St. Louis, MO
  • 08/2016 → 05/2017
    St. Louis University High School
    St. Louis, MO
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 07/2026 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
  • S66 Uniform Combined State Law Examination
    2024-12-27
Other Names
  • Charles Henry Shocklee
  • Charles Shocklee

View on SEC IAPD

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