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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-21
  • AZ RA
    APPROVED
    Since 2026-07-21

Branch Locations

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nike Incorporated Glendale AZ 06/2023 11/2023
Cupbop Glendale AZ 06/2023 07/2023
Cutter Mazda Dealership Waipahu HI 02/2020 05/2020
Navy Exchange Great Lakes IL 07/2022 08/2022
Target Corporation Honolulu HI 06/2017 05/2018
Regal Theaters Honolulu HI 08/2018 12/2018
Taco Del Mar Honolulu HI 08/2018 12/2018
Unemployed Honolulu HI 11/2013 06/2017
Unemployed Honolulu HI 05/2018 08/2018
Unemployed Honolulu HI 12/2018 02/2019
Target Corporation Glendale AZ 04/2021 03/2023
Unemployed Honolulu HI 05/2019 02/2020
Unemployed Phoenix AZ 02/2023 06/2023
Regal Theaters Austin TX 02/2019 05/2019
Charles Schwab & Co., Inc. Scottsdale AZ 11/2023 Present
Unemployed Honolulu HI 06/2020 05/2021
Charles Schwab Bank, Ssb Scottsdale AZ 01/2026 Present
  • 06/2023 → 11/2023
    Nike Incorporated
    Glendale, AZ
  • 06/2023 → 07/2023
    Cupbop
    Glendale, AZ
  • 02/2020 → 05/2020
    Cutter Mazda Dealership
    Waipahu, HI
  • 07/2022 → 08/2022
    Navy Exchange
    Great Lakes, IL
  • 06/2017 → 05/2018
    Target Corporation
    Honolulu, HI
  • 08/2018 → 12/2018
    Regal Theaters
    Honolulu, HI
  • 08/2018 → 12/2018
    Taco Del Mar
    Honolulu, HI
  • 11/2013 → 06/2017
    Unemployed
    Honolulu, HI
  • 05/2018 → 08/2018
    Unemployed
    Honolulu, HI
  • 12/2018 → 02/2019
    Unemployed
    Honolulu, HI
  • 04/2021 → 03/2023
    Target Corporation
    Glendale, AZ
  • 05/2019 → 02/2020
    Unemployed
    Honolulu, HI
  • 02/2023 → 06/2023
    Unemployed
    Phoenix, AZ
  • 02/2019 → 05/2019
    Regal Theaters
    Austin, TX
  • 11/2023 → Present
    Scottsdale, AZ
  • 06/2020 → 05/2021
    Unemployed
    Honolulu, HI
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-20
S63 Uniform Securities Agent State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2026-07-20
  • S63 Uniform Securities Agent State Law Examination
    2024-03-08

View on SEC IAPD

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