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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-05 |
Branch Locations
1890 N. Campus Avenue, Upland, CA 91784-1650 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Upland | CA | 04/2026 | Present |
| State Of California | Los Angeles | CA | 06/2022 | 01/2026 |
| Charles Schwab Bank, Ssb | Upland | CA | 04/2026 | Present |
| Wells Fargo Bank Na | El Monte | CA | 05/2016 | 07/2019 |
| Wells Fargo Clearing Services Llc | Corona Del Mar | CA | 02/2018 | 07/2019 |
| Pruco Securities, Llc. | Orange | CA | 07/2019 | 08/2022 |
| Prudential Insurance Company Of America | City Of Industry | CA | 07/2019 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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