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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-07-21 |
| NH | RA | APPROVED | 2026-07-14 |
Branch Locations
100 International Drive Suite 375, Portsmouth, NH 03801-6881 • United States
Boston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot Inc | Boston | MA | 03/2017 | 10/2021 |
| Landry & Arcari | Salem | MA | 09/2015 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2021 | 07/2026 |
| Rbc Capital Markets, Llc | Portsmouth | NH | 07/2026 | Present |
(1) I*1971308, Entity Type Entity For Profit, Name of OBA: Amy B Photography Address: AssonetMassachusetts02702 Investment Related: No Position, Title, Association: Other Employee Start Date:09/01/2024 No Hours:2 weekly No Hours during trading: 0 Duties: Photography / Art (1) NAME OF ENTITY: Self employed ADDRESS: 64 Pinckney St 5 Boston MA 02114 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 01, 2025 CAPACITY: Owner, Sole Proprietor DUTIES: Self Employed Photographer HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-01 |
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