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Brian Sol Cha

Wells Fargo Clearing Services, LLC

Vancouver, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-07-23
WA RA APPROVED 2026-07-23
  • OR RA
    APPROVED
    Since 2026-07-23
  • WA RA
    APPROVED
    Since 2026-07-23

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Vancouver WA 06/2026 Present
Pruco Securities, Llc. Lake Oswego OR 10/2016 11/2024
Unemployed Lake Oswego OR 06/2016 10/2016
Prudential Insurance Company Of America Lake Oswego OR 02/2017 06/2026
Lpl Enterprise, Llc Lake Oswego OR 11/2024 06/2026
  • 06/2026 → Present
    Wells Fargo Clearing Services, Llc
    Vancouver, WA
  • 10/2016 → 11/2024
    Pruco Securities, Llc.
    Lake Oswego, OR
  • 06/2016 → 10/2016
    Unemployed
    Lake Oswego, OR
  • 02/2017 → 06/2026
    Prudential Insurance Company Of America
    Lake Oswego, OR
  • 11/2024 → 06/2026
    Lpl Enterprise, Llc
    Lake Oswego, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-23
S65 Uniform Investment Adviser Law Examination 2017-09-14
S63 Uniform Securities Agent State Law Examination 2016-12-03
  • S66 Uniform Combined State Law Examination
    2026-07-23
  • S65 Uniform Investment Adviser Law Examination
    2017-09-14
  • S63 Uniform Securities Agent State Law Examination
    2016-12-03
Other Names
  • Brian Cha

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COLUMBIA RIVER FINANCIAL GROUP
LPL FINANCIAL LLC
ONEAMERICA SECURITIES, INC.

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JASON P BLANCHARD
Ethan Thomas Blanchard
Eric Schwartz
Matthew C Stroder
SHENA QUEN BARTLETT
JEFFREY SCOTT LUKOWIAK
Brian Jennings Harmon

Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

More in Vancouver, WA

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