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Edward Rhee

Charles Schwab & Co., Inc.

Phoenix, AZ

Chicago, IL

CRD 4697854

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-20
  • IL RA
    APPROVED
    Since 2026-08-20

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 04/2007 11/2025
Nuveen Asset Management, Llc Chicago IL 09/2011 11/2025
Unemployed Chicago IL 12/2025 07/2026
Charles Schwab & Co.,Inc Phoenix AZ 07/2026 Present
  • 04/2007 → 11/2025
    Nuveen Securities, Llc
    Chicago, IL
  • 09/2011 → 11/2025
    Nuveen Asset Management, Llc
    Chicago, IL
  • 12/2025 → 07/2026
    Unemployed
    Chicago, IL
  • 07/2026 → Present
    Charles Schwab & Co.,Inc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-25
  • S66 Uniform Combined State Law Examination
    2003-09-25
Other Names
  • Edward H. Rhee
  • Edward H Rhee

View on SEC IAPD

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Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

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