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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seminole Boosters Inc. | Tallahassee | FL | 03/2015 | 06/2022 |
| Capital City Trust Company | Tallahassee | FL | 09/2022 | 07/2023 |
| Capital City Bank | Tallahassee | FL | 07/2023 | Present |
| Unemployed | Tallahassee | FL | 06/2022 | 09/2022 |
| Lpl Financial Llc | Tallahassee | FL | 07/2023 | Present |
1- 02/2024 / Capital City Bank / Financial Institution Duty / Investment Related / 160 hrs mth / 6.5 hrs during trading / Start date: 09/16/2022 2- 02/2024 / Capital City Investments / DBA for LPL Business (entity for LPL Business) / Investment realted / 160 hrs mth / 6.5 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-22 |
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