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1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-05 |
Branch Locations
1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Distributors, Llc | Jersey City | NJ | 09/2016 | 03/2018 |
| Unemployed | Buffalo | NY | 04/2016 | 09/2016 |
| Realta Equities, Inc. | Wilmington | DE | 09/2025 | Present |
| Dfe Pharma | New York | NY | 03/2018 | 08/2019 |
| Basepair | Buffalo | NY | 09/2019 | 06/2024 |
| Almaden Genomics | Buffalo | NY | 06/2024 | 01/2025 |
| Umemployed | Buffalo | NY | 01/2025 | 09/2025 |
| Realta Investment Advisors, Inc. | Wilmington | DE | 10/2025 | Present |
(1) WINDING BAY CAPITAL; DBA; START: 08/2025; INVESTMENT RELATED; 1201 N. ORANGE STREET, SUITE 729 WILMINGTON, DE 19801; WWW.WINDINGBAYCAP.COM; SALES/CONNECT INVESTORS WITH REAL ESTATE BACK INVESTMENT PRODUCTS; COMMISSIONS; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) REALTA INVESTMENT ADVISORS, INC.: START: 10/2025; INVESTMENT RELATED; 1201 N. ORANGE STREET, SUITE 729 WILMINGTON, DE 19801; INVESTMENT ADVISOR REPRESENTATIVE; HTTPS://WWW.REALTAWEALTH.COM; ADVISORY FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-21 |
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