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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-10 |
| TX | RA | APPROVED | 2026-07-28 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 04/2021 | 12/2024 |
| Unemployed | Scottsdale | AZ | 09/2020 | 03/2021 |
| Griffin Capital Securities, Llc | Eden Prairie | MN | 04/2015 | 08/2020 |
| Morgan Stanley | Gilbert | AZ | 01/2025 | 05/2025 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2026 | Present |
| Unemployed | Gilbert | AZ | 06/2025 | 12/2025 |
| Self-Employed | Gilbert | AZ | 01/2026 | 02/2026 |
| Paychex, Inc. | Phoenix | AZ | 03/2026 | 05/2026 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-27 |
| S65 | Uniform Investment Adviser Law Examination | 2009-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-11 |
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