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3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-10 |
Branch Locations
3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amplify Investments Llc | Lisle | IL | 06/2025 | Present |
| Foreside Fund Services, Llc | Lisle | IL | 07/2025 | Present |
| Guggenheim Investments | Chicago | IL | 02/2014 | 06/2025 |
| Claymore Securities, Inc. | Lisle | IL | 02/2003 | 06/2025 |
1) Amplify Investments LLC; Investment Related; sales and marketing;; Lisle, IL; 6/2025; Head of Strategic Development; Run new product innovation and various strategic growth initiatives with sales, marketing, key accounts and senior managements; 200 Hrs./Mo. 150 Hrs. Trading. 2) Impact Baseball Club NFP; Not Investment Related; Travel Baseball program; Wheaton, IL; 02/2022; President; organize and run board meetings and other program related activities; 20 Hrs/Mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-14 |
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