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Andrew Brief

Kestra Advisory Services, LLC

Elmsford, NY

Austin, TX

Manhattan, MT

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-07-14
NY RA APPROVED 2026-07-13
  • MT RA
    APPROVED
    Since 2026-07-14
  • NY RA
    APPROVED
    Since 2026-07-13

Branch Locations

565 Taxter Road Suite 490, Elmsford, NY 10523 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Manhattan, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Elmsford NY 04/2016 02/2026
Kestra Advisory Services, Llc Elmsford NY 04/2016 02/2026
Kestra Advisory Services Llc Elmsford NY 06/2026 Present
Self-Employed Manhattan MT 02/2026 06/2026
Previous Registrations
  • 2016-04-26 → 2026-02-23
    Kestra Advisory Services, Llc
    Manhattan, MT
    Elmsford, NY
    Austin, TX
    Elmsford, NY
    Garrison, NY
  • 2015-06-02 → 2016-09-22
    Kestra Investment Services, Llc
    Manhattan, MT
    Elmsford, NY
    Elmsford, NY
    Elmsford, NY
    Garrison, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-04
S63 Uniform Securities Agent State Law Examination 1990-01-05
  • S65 Uniform Investment Adviser Law Examination
    1995-12-04
  • S63 Uniform Securities Agent State Law Examination
    1990-01-05
Other Names
  • Andy Brief
  • Andrew S Brief
  • Andrew Scott Brief

View on SEC IAPD

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