An Nguyen

Current Employers

Employment History

• 05/2023 → Present
  Wells Fargo Clearing Services
  Charlotte, NC
• 06/2022 → 05/2023
  Wells Fargo
  Charlotte, NC
• 09/2021 → 06/2022
  Wells Fargo
  Charlotte, NC
• 10/2022 → Present
  Taco Bell
  Concord, NC
• 02/2019 → 10/2020
  Taco Bell
  Concord, NC
• 12/2018 → 02/2022
  Rack Room Shoes
  Charlotte, NC
• 02/2017 → 01/2019
  Little Caesars
  Charlotte, NC
• 08/2014 → 08/2019
  Boy Scout Of America
  Charlotte, NC
• 05/2020 → 10/2021
  Starbucks
  Charlotte, NC
• 01/2021 → 06/2021
  Home Depot
  Charlotte, NC
• 07/2026 → Present
  Wells Fargo Advisors Financial Network
  Charlotte, NC

Other Businesses

Name of Organization: Vietnamese Association of Charlotte whether investment-related: no investment- related Address: 1339 Baxter St Charlotte, NC 28204 Nature of other business: non-profit commit to better the lives of the 10,000+ Vietnamese people in the charlotte-metropolitan area Position/title: Sub-committee member approximate number hours/month: 10 hours/month number of hours during securities trading hours: 0 hours duties: attend executive meetings and help plan events for the Vietnamese community and attend those events. Name: Taco Bell Whether business is investment related: It not investment- related Address: 1094 Concord Parkway North, Concord, NC 28027 Nature: Fast food business Position: Shift Lead Title: Shift Lead Start date: 10/2022 Approximate hours/month to devoted to other business: 80 hours/month Number of hours during trading hours: 0 describe duties: Manage the night shift duties for the restaurant such as serving food and cleaning the restaurant after close so prepared for the next morning WALMART, NOT INV RELATED, CHARLOTTE, NC, CASHIER, START 10/10/24, 24 HRS PER MONTH, 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-14
• S63 Uniform Securities Agent State Law Examination
  2023-08-14