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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Company | St Louis | MO | 01/2023 | Present |
| Ymca | Edwardsville | IL | 12/2022 | Present |
| Fcb Banks | Collinsville | IL | 07/2019 | 09/2022 |
| Fresh Thyme Farmer's Market | Fairview Heights | IL | 04/2015 | 07/2019 |
1. Edwardsville YMCA; 7348 Goshen Road Edwardsville IL 62040; Community center, fitness center; Dance Instructor; I teach ballet and jazz dance to children; 12/16/2022; 4 hrs/week; Not During Security Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-01 |
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